Applications & Forms

Forms to support your administrative requirements. For additional support please contact us by email at NEIclientservices@neiinvestments.com or by telephone at 1.888.809.3333.

Operational Forms

• Account Application

• Tax Free Savings Account Application

• Electronic Fund Transfer (EFT)

• Fax Order Transmittal

• Redirection of Redemption Proceeds

• Subsequent Investment Instructions

• Systematic Plan Instructions

• Transfer Authorization for Registered Investments

Group RRSP Forms

• Employer Setup

• Supplemental Agreement

RESP Operational Forms

• Application (Family)

  • Beneficiary Designation

• Application (Individual)

• Overcontribution Withdrawal

• Status Change

• Withdrawal

RESP Government Forms

• Application: Basic & Additional CESG & CLB (ESDC Form #SDE0093)

  • Annex A – Additional Beneficiaries (ESDC Form #SDE0093-A)

  • Annex B – Primary Caregiver &/or Custodial Parent/Legal Guardian (ESDC Form #SDE0093-B)

  • Annex C – Application: Saskatchewan Advantage Grant for Education Savings (SAGES) (ESDC Form #SDE0093-C)

  • Annex D – Application: British Columbia Training and Education Savings Grant (BCTESG) (ESDC Form #SDE0093-D)

• ESDC Transfer Form A (Form #SDE0088)

• ESDC Transfer Form B (Form #SDE0089)

• ESDC Transfer Form C (Form #SDE0090)

• QESI: Transfer Between RESPs

B2B Bank Loan Programs & Forms

• Investment Loan Program Overview

• Investment Loan Application Process

• Investment Loan Application Form

• RSP Loan Program Overview

• RSP Loan Application Process

• RSP Loan Application Form

• Letter of Direction

• Movable Hypothec on Investment Securities

Locked-In Forms

Alberta​

• Life Income Fund

  • Form 6

  • Letter of Direction LIF & LRIF

• Locked-In Retirement Savings Plan

  • Letter of Direction LIRA(1)

  • Letter of Direction LIRA(2)

British Columbia

• Life Income Fund

• Locked-In Retirement Savings Plan

Federal

• Life Income Fund

• Locked-In Retirement Savings Plan

• Restricted Life Income Fund

• Restricted Locked-In Retirement Savings Plan

Manitoba

• Prescribed Retirement Income Fund

  • Application for a Transfer to a PRIF

  • Information for Approval of Transfer to a PRIF

  • Spouse's Consent to Transfer to a PRIF

• Life Income Fund

• Locked-In Retirement Account

• Locked-In Retirement Income Fund

New Brunswick

• Life Income Fund

• Locked-In Retirement Account

Newfoundland

• Life Income Fund

• Locked-In Retirement Account

• Locked-In Retirement Income Fund

• Spouse Consent to LIF/LRIF Purchase

Nova Scotia

• Life Income Fund

• Locked-In Retirement Account

Ontario

• Life Income Fund

• Locked-In Retirement Account

• Spouse's Consent to LIF/LRIF Purchase

• Financial Hardship Unlocking

  • Form 1 - Medical Expenses

  • Form 2 - Arrears of Rent or Mortgage

  • Form 3 - First and Last Months Rent

  • Form 4 - Low Expected Income

Quebec

• Life Income Fund

  • Schedule 0.9 – Declaration of the Purchaser when transferring sums to a LIF

  • Schedule 0.9.1 – Declaration of the Purchase when transferring sums to a LIF

• Locked-In Retirement Account

Saskatchewan

• Locked-In Retirement Account

• Prescribed Retirement Income fund

  • Spouse's Consent to Transfer to a RRIF - Form 1

  • Waiver of Designated Beneficiary Status under a RRIF - Form 2