Skip Ribbon Commands
Skip to main content

Management Reports and Simplified Prospectus

Simplified Prospectus

NEI, Northwest and Ethical Funds (Trust and Corporate Class)

NEI, Northwest and Ethical Funds Prospectus (June 28, 2013)
NEI Global Total Return Bond Fund (September 18, 2013)

Financial Statements

NEI Funds 2013 Annual Financial Statements
NEI Corporate Class Funds 2013 Annual Financial Statements

Annual Information Form

NEI, Northwest and Ethical Funds (Trust and Corporate Class)

NEI, Northwest and Ethical Funds Annual Information Form (June 28, 2013)
NEI Global Total Return Bond Fund (September 18, 2013)

Independent Review Committee Reports

Annual Report of the Independent Review Committee of the NEI Funds

IRS Tax Information

IRS Tax Information, 2013
IRS Form 8937, 2013
IRS Tax Information, 2011 and 2012
IRS Form 8937, 2011 and 2012

Management Information Circular

April 30, 2013

Ethical Funds

Fund Fact Sheets Management Report of Fund Performance Commentary Top 25 Holdings
Series Annual Fourth Quarter
For the period ending: June 28, 2013 September 30, 2013 December 31, 2013 February 28, 2014
Canadian Balanced A F T I B
NEI Ethical Balanced N/A N/A
Canadian Equity
NEI Ethical Canadian Equity (formerly NEI Ethical Canadian Dividend) N/A N/A
NEI Ethical Special Equity N/A N/A
Global Equity
NEI Ethical American Multi-Strategy N/A N/A
NEI Ethical Global Dividend N/A N/A
NEI Ethical Global Equity N/A N/A
NEI Ethical International Equity N/A N/A
Select Portfolios
NEI Ethical Select Balanced Port. (formerly NEI Ethical Select Canadian Bal. Port.) N/A N/A N/A
NEI Ethical Select Conservative Port. N/A N/A N/A
NEI Ethical Select Growth Port. (formerly NEI Ethical Select Cdn Growth Port.) N/A N/A N/A
NEI Ethical Select Income Port. N/A N/A N/A
back to top

NEI Funds

Fund Fact Sheets Management Report of Fund Performance Commentary Top 25 Holdings
Series Annual Fourth Quarter
For the period ending: June 28, 2013 September 30, 2013 December 31, 2013 February 28, 2014
A F T I B
NEI Canadian Bond Fund N/A N/A
NEI Global Total Return Bond Fund N/A N/A
NEI Income Fund N/A N/A
NEI Money Market Fund N/A N/A N/A N/A
back to top

Northwest Funds

Fund Fact Sheets Management Report of Fund Performance Commentary Top 25 Holdings
Series Annual Fourth Quarter
For the period ending: June 28, 2013 September 30, 2013 December 31, 2013 February 28, 2014
Core Funds A F T I B
NEI Northwest Canadian Dividend N/A
NEI Northwest Canadian Equity N/A N/A
NEI Northwest Emerging Markets (formerly NEI Northwest EAFE) N/A N/A
NEI Northwest Global Equity N/A N/A
NEI Northwest Growth & Income N/A
NEI Northwest Tactical Yield N/A
NEI Northwest US Dividend (formerly NEI Northwest US Equity) N/A N/A
Specialty Funds
NEI Northwest Macro Cdn Asset Alloc N/A
NEI Northwest Macro Canadian Equity (formerly Northwest Specialty Innovations) N/A N/A
NEI Northwest Specialty Equity N/A N/A
NEI Northwest Spec. Global High Yield Bond N/A
NEI Northwest Specialty High Yield Bond N/A
Select Portfolios
NEI Select Canadian Balanced Port. N/A N/A
NEI Select Canadian Growth Port. N/A N/A
NEI Select Conservative Port. N/A N/A
NEI Select Global Balanced Port. N/A N/A N/A
NEI Select Global Growth Port. N/A N/A N/A
NEI Select Global Maximum Growth Port. N/A N/A
back to top

NEI Corporate Class

Fund Fact Sheets Management Report of Fund Performance Top 25 Holdings
Series Annual
For the period ending: June 28, 2013 September 30, 2013 February 28, 2014
A F T I B
NEI Income Corporate Class N/A N/A
NEI Northwest Canadian Dividend CC N/A N/A N/A
NEI Northwest Canadian Equity CC N/A N/A N/A
NEI Northwest Emerging Markets CC (formerly NEI Northwest EAFE CC) N/A N/A N/A
NEI Northwest Enhanced Yield Equity CC N/A N/A
NEI Northwest Global Equity CC N/A N/A N/A
NEI Northwest Growth & Income CC N/A N/A
NEI Northwest Macro Cdn Asset Alloc CC N/A N/A
NEI Northwest Macro Canadian Equity CC (formerly Northwest Specialty Innovations CC) N/A N/A N/A
NEI Northwest Short Term CC N/A N/A N/A N/A
NEI Northwest Specialty Equity CC N/A N/A N/A
NEI Northwest Spec. Glob High Yield Bond CC N/A N/A
NEI Northwest Tactical Yield CC N/A N/A
NEI Northwest US Dividend CC (formerly NEI Northwest US Equity CC) N/A N/A N/A
NEI Select Balanced CC Port. (formerly NEI Select Canadian Balanced CC Port.) N/A N/A
NEI Select Conservative CC Port. N/A N/A
NEI Select Global Max. Growth CC Port. N/A N/A N/A
NEI Select Growth CC Port. (formerly NEI Select Global Growth CC Port.) N/A N/A N/A
back to top ​​​​​​​​​​
© Copyright 2014 Northwest & Ethical Investments L.P. All rights reserved | Northwest Funds, NEI Investments and Ethical Funds are divisions of Northwest & Ethical Investments L.P
1 Based on the retail mutual funds market share as per Canadian Socially Responsible Investment Review 2010 (Appendix C). Also see link to Comparison Canadian SRI Companies.