Skip Ribbon Commands
Skip to main content

Applications & Forms

Forms to support your administrative requirements. For additional support please email us NEIclientservices@neiinvestments.com or by telephone 1.­­888.­809.­3333.

Operational Forms
Account Application Redirection Redemption Proceeds Tax Free Savings Account
Electronic Fund Transfer(EFT) Subsequent Investment Instructions Transfer Authorization - Registered Plans
Fax Order Transmittal Systematic Plans Instructions
RRSP Group Forms
Employer Set-Up Supplemental Agreement
RESP Operational Forms
Application(Family) Beneficiary Designation Status Change
Application(Individual) Overcontribution Withdrawal
RESP Government Forms
Alberta Centennial Education Savings Grant HRSDC Transfer Form A (Form #SDE0088)
Application: Basic & Additional CESG & CLB (HRSDC Form #SDE0093) HRSDC Transfer Form B (Form #SDE0089)
Annex A – Additional Beneficiaries (HRSDC Form #SDE0093-A) HRSDC Transfer Form C (Form #SDE0090)
Annex B – Primary Caregiver &/or Custodial Parent/Legal Guardian (HRSDC Form #SDE0093-B)
B2B Bank Loan Programs & Forms
Investment Loan Program Overview RSP Loan Program Overview
Investment Loan Application Process RSP Loan Application Process
Investment Loan Application Form RSP Loan Application Form
Movable Hypothec on Investment Securities Letter of Direction

Locked-In Forms

Alberta​
Form 6 Letter of Direction LIRA(1) Life Income Fund Small Amount Application
Letter of Direction LIF & LRIF Letter of Direction LIRA(2) Locked-In Retirement Savings Plan
British Columbia
Life Income Fund Locked-In Retirement Savings Plan
Federal
Life Income Fund Locked-In Retirement Savings Plan
Manitoba
Application for a Transfer to a PRIF Locked-In Retirement Account Prescribed Retirement Income Fund
Information for Approval of Transfer to a PRIF Locked-In Retirement Income Fund Spouse's Consent to Transfer to a PRIF
Life Income Fund
New Brunswick
Life Income Fund Locked-In Retirement Account
Newfoundland
Life Income Fund Locked-In Retirement Account Locked-In Retirement Income Fund
Spouse Consent to LIF/LRIF Purchase
Nova Scotia
Life Income Fund Locked-In Retirement Account
Ontario
Life Income Fund Locked-In Retirement Account Spouse's Consent to LIF/LRIF Purchase
Financial Hardship Unlocking
Form 1 - Medical Expenses Form 2 - Arrears of Rent or Mortgage Form 3 - First and Last Months Rent
Form 4 - Low Expected Income
Quebec
Life Income Fund Schedule 0.9 – Declaration of the Purchaser when transferring sums to a LIF
Locked-In Retirement Account Schedule 0.9.1 – Declaration of the Purchase when transferring sums to a LIF
Saskatchewan
Locked-In Retirement Account Prescribed Retirement Income fund Spouse’s Consent to Transfer to a RRIF - Form 1
Waiver of Designated Beneficiary Status under a RRIF - Form 2
​​​​​​​​
© Copyright 2014 Northwest & Ethical Investments L.P. All rights reserved | Northwest Funds, NEI Investments and Ethical Funds are divisions of Northwest & Ethical Investments L.P
1 Based on the retail mutual funds market share as per Canadian Socially Responsible Investment Review 2010 (Appendix C). Also see link to Comparison Canadian SRI Companies.